Insider trading stories
Custodia warns of AI record-keeping risk in finance
Last week
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uc
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risk & compliance
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genai
Custodia says financial firms must widen record-keeping to cover collaboration tools, messaging apps and AI-generated content as regulators step up scrutiny.
Robinhood tests social trading beta with verified users
Last month
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fintech
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cx
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martech
Robinhood tests a verified social trading beta with 1,000 power users, letting them share live trades, stats and discussion in-app.
AI seen as new risk as firms lag on surveillance plans
Last month
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digital transformation
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crypto
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partner programmes
Most financial firms see AI driving new compliance risks within a year, yet nearly a third still lack a trade surveillance strategy.
Former VMob CFO Mark Talbot pleads guilty to insider trading
Wed, 10th Apr 2019
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vmob
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plexure
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insider trading
VMob, which now operates as mobile engagement software firm Plexure after a name change in 2016. Talbot was virtual CFO of the company from 2011 to 2014.
Market regulators NZX and FMA defend disclosure by companies involved in 1080 threat
Wed, 11th Mar 2015
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nzx
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financial markets authority
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insider trading
Market regulators, the NZX and the Financial Markets Authority, say they're confident the approach they took to disclosure of the 1080 contamination t.
VMob hastens to squash rumours of insider trading
Mon, 2nd Feb 2015
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risk & compliance
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vmob
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financial markets authority
VMob Group has released a statement acknowledging the market speculation regarding certain VMob directors and insider trading.